-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DCaY1VNQ3Opgq7TSsK2Vs/VkOXdLhhFKjA66GA5FIjcQznbp/w/R/toqaqSzG8g/ 62rfoj0xc3jJ6areDrotWQ== 0000912057-00-004417.txt : 20000209 0000912057-00-004417.hdr.sgml : 20000209 ACCESSION NUMBER: 0000912057-00-004417 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PUMA TECHNOLOGY INC CENTRAL INDEX KEY: 0001020716 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 770349154 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-47785 FILM NUMBER: 526575 BUSINESS ADDRESS: STREET 1: 2550 N FIRST ST STREET 2: STE 500 CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4083217650 MAIL ADDRESS: STREET 1: 2550 N. FIRST ST. STREET 2: SUITE 500 CITY: SAN JOSE STATE: CA ZIP: 95131- FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NICOL STEPHEN A CENTRAL INDEX KEY: 0001033010 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O PUMA TECNOLOGIES INC STREET 2: 2940 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: 4083217650 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) Puma Technology, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 745887-10-9 ---------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting benefical ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment susequent thereto reporting beneficial ownership of five percent of less of such class). (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 5 pages SCHEDULE 13G - ---------------------------------- ------------------------------------ CUSIP No. NOT APPLICABLE Page 2 of 5 Pages ---------------- ------- ------ - ---------------------------------- ------------------------------------ - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS Stephen A. Nicol - ------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member (a) / / of a Group* (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States of America - ---------------------------- ------ ------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 722,500 SHARES BENEFICIALLY ------ -------------------------------------------- OWNED BY 6 SHARED VOTING POWER EACH REPORTING PERSON ------ -------------------------------------------- WITH 7 SOLE DISPOSITIVE POWER 722,500 ------ -------------------------------------------- 8 SHARED DISPOSITIVE POWER ------ -------------------------------------------- - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 722,500 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 4.6% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 5 pages SCHEDULE 13G - ---------------------------------- ------------------------------------ CUSIP No. 745887-10-9 Page 3 of 5 Pages ---------------- ------- ------ - ---------------------------------- ------------------------------------ ITEM 1. (a) Name of Issuer: Puma Technology, Inc. (b) Address of Issuer's Principal Executive Offices: 2550 North First Street Suite 500 San Jose, CA 95131 ITEM 2. (a) Name of Person Filing Stephen A. Nicol (b) Address of Principal Business Office or, if none, Residence 2550 North First Street Suite 500 San Jose, CA 95131 (c) Citizenship United States of America (d) Title of Class of Securities Common Stock (e) CUSIP Number 745887-10-9 ITEM 3. Status of Person Filing: Individual ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 722,500 (b) Percent of Class: 4.6% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 722,500 (ii) Shared power to vote or to direct the vote: (iii) Sole power to dispose or to direct the disposition of: 722,500 (iv) Shared power to dispose or to direct the disposition: ITEM 5. Certification of Five Percent or Less of a Class If this statement is being filed to report the fact that as of December 31, 1999 the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X] Page 3 of 5 pages SCHEDULE 13G - ---------------------------------- ------------------------------------ CUSIP No. 745887-10-9 Page 4 of 5 Pages ---------------- ------- ------ - ---------------------------------- ------------------------------------ Item 6. Ownership of More than Five Percent on Behalf of Another Person Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Item 8. Identification and Classification of Members of the Group Item 9. Notice of Dissolution of Group Item 10. Certification Inasmuch as the reporting person is no longer the beneficial owner of more than five percent of the number of shares outstanding of the issuer of the securities referenced herein, the reporting person has no further reporting obligation under Section 13(d) of the Act with respect to such issuer. Page 4 of 5 pages SCHEDULE 13G - ---------------------------------- ------------------------------------ CUSIP No. 745887-10-9 Page 5 of 5 Pages ---------------- ------- ------ - ---------------------------------- ------------------------------------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date February 8, 2000 /s/ Stephen A. Nicol ---------------------------- Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----